The Enforcement Brief

Regulatory Enforcement,
Plainly Explained

Analysis of FCA Consumer Duty enforcement, CSRD developments and Modern Slavery Act scrutiny, written by practitioners who work inside these frameworks every day.

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What to Expect

Six Topics. Deep Expertise.
No Generalities.

Every piece we publish starts with a real problem our clients face — not a trending keyword.

01
FCA Enforcement Activity

Multi-firm supervisory work is live. Named firms face mandatory public remediation with board attestation requirements. The Anti-Greenwashing Rule (ESG 4.3.1R) is in full effect.

FCA · Active
02
CSRD Extraterritorial Reach

If your group has EU subsidiaries and €150M+ EU turnover, you are in scope for ESRS S1 to S4 mandatory social disclosures. The CSRD's reach applies regardless of where your parent company is headquartered.

CSRD · Live
03
Modern Slavery Act Scrutiny

The Home Office has intensified scrutiny of Section 54 statements. Boards are now expected to demonstrate documented supply chain risk management, not just a published statement.

Modern Slavery · Scrutiny
04
Anti-Greenwashing Rule

ESG 4.3.1R is in force. Every sustainability claim made by an FCA-authorised firm must be fair, clear, and not misleading. No exemptions. No grace period. The FCA is selecting firms now.

FCA · Enforcement
05
Consumer Duty Enforcement

The FCA's Consumer Duty requires firms to demonstrate good outcomes for retail customers. Boards must now attest to compliance annually. Firms without documented evidence face supervisory action.

Consumer Duty · Board
06
Capital Markets & Investor Scrutiny

Institutional investors are screening on social metrics. ESG-linked financing conditions are being tested at deal stage. Unpreparedness is now a direct cost of capital, not just a regulatory cost.

Capital Markets · ESG

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